Secure Your Future™

Our Capital Markets Practice represents issuers and investors in an array of securities transactions taking place in diverse jurisdictions around the world.

Our clients operate in a variety of industries, including digital technology, automotive manufacturing, energy, and financial services.  We have significant experience representing issuers in a collection of offerings, including:

  • Initial public offerings and secondary offerings
  • Convertible debt offerings
  • Investment-grade and high-yield debt offerings
  • Regulation A+ and Regulation S offerings of equity, debt, and convertible securities
  • Shelf registrations

In addition, we advise companies and investors banks on corporate and securities law issues, including:

  • Mergers and Acquisitions
  • Spin-off transactions
  • SEC reporting obligations (including Annual Reports, Quarterly Reports, Current Reports, Proxy Statements and Insider Trading Reports)
  • Tender offers and rights offerings
  • Stock exchange listing compliance and disclosure matters

Our clients’offerings for which they seek our services include start-up companies, emerging growth companies, establish businesses and multinationals.  Our experience allows us to assist our client’s plan and adequately prepare for a successful initial public offering. Such preparation could include a variety of issues such as stockholder agreements, management agreements, stock option plans, and corporate governance. 

On a consistent basis, we advise clients from multiple foreign jurisdictions regarding registered securities offerings and ongoing reporting/disclosure requirements in the U.S.

Get in Touch!

(480) 830-2700